Treating Alzheimer’s disease with monoclonal antibodies: current status and outlook for the future
© BioMed Central Ltd. 2013
Published: 11 November 2013
In the past decade, Alzheimer’s disease drug discovery has been directed at ‘disease modifying drugs’ that are able to counteract the progression of Alzheimer’s disease by intervening in specific parts of its neuropathological process. Passive immunization with monoclonal antibodies (mAbs) may be able to clear toxic amyloid-β species either directly or through microglia or complement activation, thereby halting the amyloid cascade and preventing neurodegeneration and cognitive and functional decline. Thus far, results from two large phase 3 trial programs with bapineuzumab and solaneuzumab, respectively, have brought rather disappointing results. Possible explanations could be that these compounds were either targeting the wrong amyloid-β species, or were given too late in the disease process. Several new mAbs targeting various amyloid-β epitopes are now being tested in ongoing phase 2 and 3 clinical trials. The present review discusses the various mAbs aimed at amyloid-β, summarizes trial results and provides an outlook for the future.
The pharmacological treatment of Alzheimer’s disease
At present, approved pharmacological therapy for Alzheimer’s disease (AD) consists of symptomatic treatment with either cholinesterase inhibitors (donepezil, rivastigmine, galantamine) in the mild to moderate stages of the disease, or with an N-methyl-d-aspartate receptor antagonist (memantine) in the more severe stage. These drugs provide a modest positive effect on cognitive function and activities of daily living in some patients, but also cause side effects in a substantial number of treated patients [1, 2]. Being symptomatic treatments, these drugs do not slow down the underlying neuropathological disease process. In the past decade, drug discovery has been directed at ‘disease modifying drugs’ that are able to counteract the progression of AD by intervening in specific parts of its neuropathological process [3, 4].
The amyloid cascade hypothesis suggests that either increased amyloid-β (Aβ)42 production or decreased degradation, and subsequent aggregation leads to synaptic changes and causes deposition of Aβ42 in diffuse plaques, which in turn causes microglial and astrocytic activation. As a result, altered neuronal homeostasis and oxidative injury lead to tangle formation, and eventually to neuronal and synaptic dysfunction and selective neuronal loss [4, 5]. This hypothesis provides the most important basis for novel drug development. The ultimate proof for this hypothesis would be that intervening in the cascade would prevent neuronal loss and cognitive deterioration. There are currently three main therapeutic intervention strategies aimed at Aβ: reducing Aβ production, facilitating Aβ clearance and preventing Aβ aggregation. These strategies have been tested in clinical trials: modulation of γ- and β-secretase to reduce Aβ production, passive immunization with monoclonal antibodies (mAbs) and active immunization to stimulate clearance of Aβ, and finally preventing Aβ aggregation with β-sheet breakers and pathological chaperone inhibitors . In the present review we focus on the specific features of the various mAbs that have been or are being tested in AD clinical trials, summarize the results of the clinical trials of mAbs in AD and discuss future directions.
Modifying Alzheimer’s disease with monoclonal antibodies
mAbs are antibodies made by identical immune cells that are all clones of a unique parent cell. These antibodies have monovalent affinity, in that they bind to the same epitope [7, 8]. The mAbs that have been designed to treat AD are either ‘humanized mAbs’ or ‘fully human mAbs’. Humanized mAbs are antibodies from non-human species whose protein sequences have been modified to increase their similarity to antibody variants produced naturally in humans. Fully human mAbs are derived either from transgenic mice or phage display, and avoid some of the side effects of humanised antibodies. For the disease modifying treatment of AD, several mAbs have been designed at various epitopes, that is, Aβ species [9, 10]. These mAbs can be administered either via intravenous infusion or via subcutaneous injections.
It was long assumed that aggregated Aβ in the extracellular space was responsible for the cytotoxic effects on neurons. Over the past decade, however, there is increasing evidence that prefibrillar, soluble forms of Aβ are also pathogenic, and are able to cause synapse loss and neuronal injury . The existence of this large variation of soluble forms of Aβ can be understood from the processing of amyloid precursor protein [5, 12]. Amyloid precursor protein is first cleaved by β-secretase, an aspartyl protease (also called β-amyloid cleaving enzyme-1, BACE-1), at the amino terminus of the Aβ domain, resulting in shedding of the large ectodomain into the luminal and extracellular fluid and leaving a membrane bound carboxy-terminal stub. This 99 amino acid long stub is subsequently cleaved by γ-secretase, releasing Aβ. Depending on the exact point of cleavage by γ-secretase, three principal forms of Aβ, comprising 38, 40 or 42 amino acid residues, respectively, are produced. The Aβ42 form is more prone to oligomerise and form amyloid fibrils than the more abundantly produced Aβ40 peptide. Aβ oligomers are thought to exert their harmful effects by binding directly to the membranes of neurons, or to specific receptors needed for neuronal signaling, although more research and also harmonization of the methodology used are needed to fully understand the deleterious effect of Aβ oligomers [12–14].
The self-association of Aβ peptides results in aggregates with varying morphology and molecular weight. The activated monomeric state is in rapid equilibrium with low molecular weight aggregates. Many distinct Aβ aggregates have been described, including dimers, trimers and so forth . These further associate, forming various transient intermediates and mature insoluble Aβ fibrils, which accumulate in the AD brain as senile plaques.
Moreth and colleagues  have pointed out that, with respect to the selection of different Aβ species for treatment with mAbs, a complicating factor is that the identification and characterization of these species depend upon the definitions, protocols, and methods used for their preparation and characterization. Due to the fact that definitions, protocols and methods may differ, controversy exists regarding the reported specific Aβ aggregates and their pathophysiological effects . This has been corroborated by Benilova and colleagues , who have pointed out the lack of a common, agreed-upon experimental description of the toxic Aβ oligomer, which makes interpretation and direct comparison of data between different research groups difficult.
The mechanism of action of mAbs comprises firstly the capture of a target and secondly an effector function linked to the Fc domain of the mAb. Several hypotheses have been proposed regarding the mechanism of action of mAbs in clearing amyloid in AD . The first proposed mechanism is that antibody binding to amyloid leads to macrophage phagocytosis and complement activation . This hypothesis assumes that sufficient antibody enters the brain and binds to the amyloid to trigger this phagocytic action of either resident microglia, or infiltrating monocytes/macrophages. A second proposed mechanism is the so-called ‘peripheral sink’ hypothesis in which the equilibrium of amyloid across the blood–brain barrier is altered in favour of efflux owing to the reduced free Aβ concentration in blood. Data on the mechanism of action of different epitope-specific antibodies are conflicting, as are data on their passage across the blood–brain barrier, and it is not unlikely that more than one process takes place during passive Aβ immunotherapy.
A new approach for the treatment of AD with mAbs is passive immunization against pyroglutamate-3 Aβ. Pyroglutamate-3 Aβ resists degradation, is neurotoxic, and may act as a seed for Aβ aggregation. In preclinical studies, passive immunization with pyroglutamate-3 Aβ mAbs reduced plaque deposition while limiting potential side effects of vaccination [16, 17].
Side effects of monoclonal antibodies: amyloid-related imaging abnormalities
Amyloid-related imaging abnormalities (ARIAs) have been reported in clinical trials of mAbs in AD. The spectrum of ARIAs includes signal hyperintensities on fluid attenuation inversion recovery sequences, thought to represent ‘vasogenic oedema’ and/or sulcal effusion (ARIA-E), as well as signal hypointensities on GRE/T2*, thought to represent hemosiderin deposits (ARIA-H), including microhemorrhage and superficial siderosis . For ARIA-E, a reproducible and easily implemented magnetic resonance imaging (MRI) scale has been developed . The etiology of ARIA remains unclear but the prevailing data support vascular amyloid as a common pathophysiological mechanism leading to increased vascular permeability. In the phase 2 bapineuzumab trial, dose-related vasogenic edema (ARIA-E) was observed . Twelve cases of vasogenic edema were reported, all in treated patients, and all resolved over time. Ten of these cases were reported in apolipoprotein E ϵ4 (ApoE4) carriers, with two cases in ApoE4 non-carriers. Eight of the twelve cases were reported in the highest dose group, including both cases seen in ApoE4 non-carriers. As a consequence of this dose-related side effect, the highest dose (2 mg/kg) was not tested in the phase 3 studies . The occurrence of ARIAs in mAb treatment for AD is compound-dependent and ARIAs have thus far not occurred in patients treated with crenezumab, BAN 2401, or GSK 933776. In the phase 3 solanezumab study the incidence of vasogenic edema (ARIA-E) was approximately 1 %, occurring in 11 patients treated with solanezumab and 5 patients on placebo, which was not statistically significant.
Results of monoclonal antibodies tested in Alzheimer’s disease
Overview of monoclonal antibodies that have been or are being tested for the treatment of Alzheimer’s disease
Bapineuzumab, humanized 3D6
Phase 3 trials did not meet cognitive and functional endpoints
Solanezumab, humanized m266
Central (amino acids 16 to 24), accessible only on soluble amyloid-β
Phase 3 trials did not meet functional endpoint; did meet cognitive endpoint in pooled analyses in mild AD
Gantenerumab, full human
Amino terminus and central portions of amyloid-β
Phase 2a trial showed reduction in brain amyloid β on PET
Crenezumab, humanized IgG4
Conformational epitopes, including oligomeric and protofibrillar forms
Phase 1 trial showed compound was safe and well-tolerated
BAN2401, humanized mAb158
Binds large-size amyloid-β protofibrils (>100 kDa)
Phase 1 trial showed compound was safe and well-tolerated
GSK 933776, humanized IgG1
Phase 1 trial showed compound was safe and well-tolerated
AAB-003, Fc-engineered bapineuzumab
Phase 1 trial ongoing
SAR228810, humanized 13C3
Protofibrils, and low molecular weight amyloid-β
Phase 1 trial ongoing
BIIB037/BART, full human IgG1
Insoluble fibrillar human amyloid-β
Phase 1 trial ongoing
Bapineuzumab is a humanised mAb directed at the amino terminus of Aβ. In a phase 2 multiple-ascending-dose trial in 234 patients with mild to moderate AD, no significant differences were found with the Alzheimer’s Disease Assessment Scale for Cognition and the Disability Assessment for Dementia in the primary efficacy analysis . Exploratory analyses, however, showed potential treatment differences for cognitive and functional endpoints in study completers and ApoE4 non-carriers. Furthermore, treatment with bapineuzumab reduced fibrillar amyloid burden in subjects with AD, shown by standardized uptake value ratio analyses of Pittsburgh compound B positron emission tomography (PET) . Interestingly, one patient treated with bapineuzumab showed no neuropathological or biochemical evidence of lasting plaque regression or clearance of Aβ due to bapineuzumab treatment . A safety concern was the occurrence of reversible vasogenic edema (ARIA-E), detected on brain MRI in 10 % of the bapineuzumab-treated patients.
Despite these promising phase 2 findings, phase 3 trials in mild to moderate AD patients (1,121 ApoE4 carriers and 1,331 non-carriers) showed no benefit on primary cognitive or functional outcome measures for bapineuzumab over placebo [22, 23]. Biomarker results showed that bapineuzumab does lower phospho-tau in the cerebrospinal fluid (CSF). In August 2012, phase 3 clinical trials of intravenous bapineuzumab, and a phase 2 trial with subcutaneous bapineuzumab, were halted in patients with mild to moderate AD due to these disappointing results.
Solanezumab is a humanized mAb against the central part of soluble Aβ. In a phase 2, randomized, double-blind, placebo-controlled clinical trial, 52 patients with Alzheimer’s disease received placebo or antibody for 12 weeks. Antibody administration was well tolerated at doses up to 400 mg weekly. Treatment with solanezumab was associated with a dose-dependent increase in unbound CSF Aβ(1–42), suggestive of a shift in equilibrium sufficient to mobilize Aβ(1–42) from amyloid plaques .
The two phase 3 double-blind, placebo-controlled solanezumab trials included more than 2,050 patients with mild to moderate AD. The trials were 18 months in duration. Both the Expedition 1 and 2 studies did not meet co-primary cognitive and functional endpoints. In a prespecified secondary analysis of the total pooled subjects from the Expedition 1 and 2 trials, however, mild subjects (Mini-Mental State Examination (MMSE) 20 to 26 at entry) showed treatment differences favoring solanezumab over placebo according to the ADAS-cog11, ADAS-cog14, and the MMSE .
At present, a new very large phase 3 study of solanezumab (400 mg intravenous solanezumab every 4 weeks for 18 months) is recruiting 2,100 patients with early AD. In order to prevent misclassification of cases, participants need to have a positive florbetapir PET scan or a CSF result consistent with the presence of amyloid pathology at screening.
Gantenerumab is a full human mAb directed against both the amino terminus and central portions of Aβ. A small phase 2a multicenter, randomized, double-blind, placebo-controlled, ascending-dose PET study showed that treatment of patients with mild to moderate AD with gantenerumab leads to a measurable reduction in the level of Aβ in the brain [26, 37]. Two consecutive cohorts of patients received two to seven infusions of intravenous gantenerumab (60 or 200 mg) or placebo every 4 weeks. The mean percentage change from baseline difference relative to placebo (n = 4) in cortical brain amyloid level was −16 % for the 60 mg group (n = 6) and −36 % for the 200 mg group (n = 6). Two patients in the 200 mg group showed transient and focal areas of inflammation or ARIA-E on MRI scans at sites with the highest level of amyloid reduction. A phase 3 study with gantenerumab in patients with prodromal AD, that is, amnestic mild cognitive impairment plus decreased Aβ levels in the CSF, is currently recruiting participants to evaluate the effect of gantenerumab using the Clinical Dementia Rating scale Sum of Boxes, and on brain amyloid over time assessed with amyloid PET.
Crenezumab is a humanized mAb that acts on monomeric and conformational epitopes, including oligomeric and protofibrillar forms of Aβ [28, 29, 38]. A phase I, randomized, placebo-controlled, double-blind, multicenter clinical study was conducted with the primary objective of determining the safety and tolerability of intravenous crenezumab in patients with mild to moderate AD. Secondary objectives of this study were to characterise pharmacokinetics and pharmacodynamics after single and multiple doses of crenezumab. The study consisted of a single-dose, dose-escalation stage, followed by a randomized placebo-controlled, double-blind, parallel multidose stage. No patients receiving crenezumab developed vasogenic edema, in either the single or multidose study. Importantly, patients were genotyped and randomized in the multidose study to ensure that at least 40 % of enrolled patients were ApoE4 carriers (48 % were carriers), as these patients were previously shown to be at higher risk of developing vasogenic edema. An additional phase 2 open label extension study is recruiting.
BAN2401 is a humanized immunoglobulin G1 (IgG1) mAb that selectively binds to Aβ protofibrils and is thought to either enhance clearance of Aβ protofibrils and/or to neutralize their toxic effects on neurons in the brain. The first human study evaluated this compound in subjects with mild to moderate AD [9, 30]. This study consisted of a single ascending dose and a multiple ascending dose part, both being randomized, double-blind, placebo and controlled, using sequential ascending dose schemes. Six single ascending dose cohorts (48 subjects) received a single dose of BAN2401 by intravenous infusion (or matching placebo) at 0.1, 0.3, 1, 3, 10 and 15 mg/kg. There were also three multiple ascending dose cohorts (24 subjects) who received four doses of BAN2401 (or matching placebo) at 0.3, 1 and 3 mg/kg administered once every 4 weeks and one multiple ascending dose cohort (eight subjects) who received seven doses of BAN2401 (or matching placebo) at 10 mg/kg administered once every 2 weeks. In each cohort six subjects were treated with BAN2401 and two subjects with placebo.
Safety and tolerability data indicate that BAN2401 is well-tolerated at single doses up to 15 mg/kg intravenously and at multiple doses of up to 10 mg/kg intravenously biweekly. In particular, no clinical adverse central nervous system effects, such as ARIAs, were identified. An 18-month phase 2 trial to evaluate safety, tolerability and efficacy of intravenous BAN2401 at three dose levels (2.5, 5, and 10 mg/kg) in subjects with early AD has started recruiting.
GSK 933776 is a humanised IgG1 monoclonal antibody directed against the amino terminus of Aβ. The Fc domain of GSK933776 was mutated to reduce the risk for vasogenic edema. In 2011, a multicenter, randomized, single-blind, placebo-controlled phase 1/2a study assessed the safety and tolerability of GSK933776 after single and multiple dose intravenous administration in 44 subjects with mild to moderate AD, of whom 33 were exposed to the active compound [9, 31]. Results indicated that GSK 933776 was well-tolerated and safe at multiple doses (maximum 6 mg/kg) for a maximum duration of 12 months. Development for AD was discontinued after phase I.
AAB-003 is Fc-engineered bapineuzumab. The safety and tolerability of AAB-003 is currently being studied in a phase 1, multicenter, randomized, double-blind, placebo-controlled, adaptive, multiple ascending dose study on the safety, tolerability and pharmacokinetics of AAB-003 (PF-05236812) in subjects with mild to moderate AD [9, 32]. Patients received 0.5 to 8 mg/kg AAB-003 or placebo by intravenous infusion. Each patient participated for approximately 41 weeks.
SAR228810 is a humanized mAb directed against protofibrils and low molecular weight Aβ. It is currently being tested in a multicenter, parallel-group, double-blind, placebo-controlled single and multiple dose escalation study to assess the safety and tolerability and the pharmacokinetic properties of SAR228810 given as intravenous infusion or as subcutaneous injection in patients with mild to moderate AD [9, 33].
BIIB037/BART is a full human IgG1 against insoluble fibrillar human Aβ. A phase 1 randomized, blinded, placebo-controlled single ascending dose study on the safety, tolerability, and pharmacokinetics of BIIB037 in subjects with mild to moderate AD is ongoing [9, 34]. In this trial, safety and MRI tolerability are the primary outcome measures and secondary outcome measures are pharmacokinetics of BIIB037/BART and the immunogenicity of BIIB037 after single dose administration.
Treatment window for monoclonal antibodies in Alzheimer’s disease
With phase 3 bapineuzumab and solanezumab studies yielding disappointing results, the research community is growing uneasy with the mAb approach, and it is now often suggested that mAbs may only be efficacious as a preventive measure and should therefore be tested in patients with prodromal AD or in asymptomatic subjects, such as in preclinical AD. Attacking amyloid plaques in symptomatic patients is sometimes referred to as ‘too little, too late’. It has also been suggested that plaques may be the body’s way of sequestering the toxic Aβ oligomers. Three initiatives are under way to investigate the efficacy of mAbs when administered early in the AD disease course, that is, in the preclinical stage: the Alzheimer’s Prevention Initiative (API), the Dominantly Inherited Alzheimer Network (DIAN), and the Anti-Amyloid Treatment of Asymptomatic Alzheimer’s Disease (A4) study . In the API study, 300 members of Colombian families, including 100 carriers of a mutated PSEN1 gene, will receive crenezumab or placebo to study the effect on cognitive and biomarker outcomes, including brain scans to measure amyloid accumulation and brain atrophy. DIAN will be recruiting 240 members of families with early-onset AD, of whom 60 have a mutation in one of three genes. Treatment will consist of solaneuzumab and gantenerumab as the first two drugs. A third drug is still under consideration. The A4 initiative will study the effect of one anti-amyloid therapy to be determined in 1,500 healthy seniors, including 500 with amyloid-positive brain scans, on cognition and biomarker outcomes. With the gantenerumab trial ongoing in prodromal AD, and the API, DIAN and A4 initiatives on their way, answers to these questions will come in the next few years.
mAbs have been designed against various Aβ species with the aim to clear toxic Aβ from the brain in order to halt the amyloid cascade and prevent neurodegeneration and cognitive and functional decline. Results from two large phase 3 trials with bapineuzumab and solaneuzumab have been disappointing. Possible explanations could be that these compounds either target the wrong Aβ species or were given too late in the disease course. Several new mAbs targeting various different Aβ epitopes are now being tested in ongoing phase 2 and 3 clinical trials, some of which are targeting subjects in the asymptomatic or prodromal disease stages.
This article is part of a series on Immunotherapy in Alzheimer’s disease, edited by Philip Scheltens. Other articles in this series can be found at http://alzres.com/series/immunotherapy
Anti-Amyloid Treatment of Asymptomatic Alzheimer’s Disease
Alzheimer’s Prevention Initiative
Apolipoprotein E ϵ4
Amyloid-related imaging abnormality
Dominantly Inherited Alzheimer Network
Mini-Mental State Examination
Magnetic resonance imaging
Positron emission tomography.
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